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FINRA Awards for Wells Fargo Advisors

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Displaying 571-571 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0316602/01/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brody Weichbrodt
Respondent(s): Donald Minton, Martin Smith, Raymond, James & Associates., Stephen Merrick, Theodore Sturges
Respondent Lawyers(s): Caitlin M. Piccarello, John F. Stoviak
Arbitrator(s): Sharon R. Merriman, Terresa L. Beaman, Christine M. Arnold
Hearing Site: Indianapolis, IN

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