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FINRA Awards for Tim Hakes

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0242005/04/2021Claimant(s): Tim Hakes
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Brett Coonrod
Hearing Site: Kansas City, MO

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