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FINRA Awards for Stuart Kimball

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0550410/13/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Stuart Kimball
Respondent Lawyers(s): Stuart K. Kimball
Arbitrator(s): Richard E. Miley
Hearing Site: Columbia, SC

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