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FINRA Awards for Carlo Rossell

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0112208/13/2007Claimant(s): Carlo Rossell
Claimant Lawyers(s): Carlo E. Rossell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carol B. Trask
Arbitrator(s): Brenna L. Stewart
Hearing Site: New York, NY

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