FINRA Awards for Steven T. Stern

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03503	04/12/2019	Claimant(s): Kobina Hagan Claimant Lawyers(s): Kobina Gyesi Hagan Respondent(s): Mark Eisenberg, Lantern Investments. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Steven T. Stern, Samuel H. Chorches, Mae A. Brudner Hearing Site: Hartford, CT
15-03202	08/30/2016	Claimant(s): Jason Savey Claimant Lawyers(s): Michael G. Gibson Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Deborah Dickstein Arbitrator(s): Steven T. Stern, Jeffrey H. Farrar, Sean Alan D'Amico Hearing Site: Hartford, CT
14-02637	08/04/2016	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Thomas McDevitt Respondent Lawyers(s): Thomas McDevitt Arbitrator(s): Steven T. Stern, Alan M. Schankel, Rochelle K. Kaplan Hearing Site: Philadelphia, PA
07-02623	08/10/2010	Claimant(s): Wachovia Securities Claimant Lawyers(s): John E. MacDonald Respondent(s): John Zannakis Respondent Lawyers(s): Jeffrey S. Stewart Arbitrator(s): John J. Jordan, Steven T. Stern, Robert C. Scanlan Hearing Site: Philadelphia, PA