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FINRA Awards for Aric Kent

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0404011/10/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Aric Kent
Respondent Lawyers(s): Marie C. Mirch
Arbitrator(s): Fred T. Kallet, James D. Knotter, Thomas J. Doherty
Hearing Site: San Diego, CA

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