FINRA Awards for UBS Financial Services Inc. Of PR

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Displaying 71-80 out of 101 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00730	11/13/2019	Claimant(s): Carlos Pou Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
19-01501	10/29/2019	Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto Quinones-Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-01291	10/28/2019	Claimant(s): Gabriel Matos Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
19-01213	10/18/2019	Claimant(s): Roberto De Desus Pou Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
19-00797	10/16/2019	Claimant(s): JOSE CRESCIONI Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
19-00849	10/15/2019	Claimant(s): Casto Colldelrio Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto Quinones Rivera Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
19-01194	10/08/2019	Claimant(s): Alfonso Boneta Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-01215	10/02/2019	Claimant(s): Francisco Landivar Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
19-00749	10/01/2019	Claimant(s): Carlos Pou Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-00378	09/24/2019	Claimant(s): David Rojas Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR