FINRA Awards for UBS Financial Services Inc. Of PR

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Displaying 21-30 out of 101 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02432	04/26/2022	Claimant(s): Orlando Perez, Viviana Perez Cordero Claimant Lawyers(s): Roberto C. Quinones-Rivera, Sonia M. Lopez del Valle Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
21-03071	04/15/2022	Claimant(s): Gabriel Matos Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
21-02188	03/29/2022	Claimant(s): David Rojas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
21-02572	03/22/2022	Claimant(s): Gabriel Matos Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
21-01540	03/18/2022	Claimant(s): Jose Mendez Perez Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
21-02413	03/16/2022	Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
21-01726	03/15/2022	Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
21-02104	03/14/2022	Claimant(s): Jose Chaves Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR
21-01816	02/28/2022	Claimant(s): David Rojas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
21-01843	02/14/2022	Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR