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FINRA Awards for 2003

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0220207/21/2014Claimant(s): Annette Liebergesell, Bernd Liebergesell, Daniel White, Donald Bill, Gloria Bill, Dan White Revocable Living Trust, The Bill Family Trust dtd Nov. 05, 2003
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Dennis Pettinelli, Signator Investors., Wells Investment Securities.
Respondent Lawyers(s): Gregory T. Fayard, Marc V. Allaria, Richard B. Hopkins
Arbitrator(s): Richard L. Rubin, Pamela S. Mann, Shawn Ridgell
Hearing Site: San Francisco, CA
Expungement

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