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FINRA Awards for Sally J. Gray

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0105711/09/2010Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): David L. Young
Respondent(s): Sally Gray
Respondent Lawyers(s): Sally J. Gray
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA

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