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FINRA Awards for Judith A. Lockhart

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0054805/14/2015Claimant(s): Marks Baughan Securities LLC
Claimant Lawyers(s): Philip G. Kircher
Respondent(s): Inovia Holdings Pty. Ltd.
Respondent Lawyers(s): Judith A. Lockhart
Arbitrator(s): Randolph Guggenheimer, Gregory J. Getz, Brooks White
Hearing Site: New York, NY

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