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FINRA Awards for Edward L. Rose

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0173201/30/2009Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Edward L. Rose
Respondent(s): Sidney Oliphant
Respondent Lawyers(s): Sidney J. Oliphant
Arbitrator(s): Barbara J. Glenns
Hearing Site: New York, NY

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