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FINRA Awards for Richard P. Jeffries

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0019612/23/2009Claimant(s): Steven Sorensen
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Gerald J. Stratman, Bruce Keplinger, Lawrence P. McLellan
Hearing Site: Omaha, NE

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