Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02036 | 12/07/2020 | Claimant(s): Francis Clement Claimant Lawyers(s): Francis James Clement Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Kathleen Hoey Gorr, Corinne A. Cox, Clifford C. Rohde Hearing Site: Rochester, NY | ||
| 18-01194 | 11/15/2018 | Claimant(s): Kevin Gildner, Shawn Derrick, Commonwealth Financial Network Claimant Lawyers(s): Leonard Weintraub Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Kate E. DiGeronimo Arbitrator(s): Jeffry M. Bauer, Michael P. Hennigan, Clifford C. Rohde Hearing Site: Buffalo, NY |