Potomac Analytics' Logo

FINRA Awards for Ann Serrato

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0531810/25/2007Claimant(s): Ann Serrato
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Jerry H. Friedland, Richard I. Topus, Barbara Mark-Dreyfuss
Hearing Site: Phoenix, AZ

1 Results

Display: