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FINRA Awards for Richard Gomez

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0037107/18/2014Claimant(s): Woodstock Financial Group.
Claimant Lawyers(s): Michael Colombo
Respondent(s): Richard Gomez
Respondent Lawyers(s): Richard Gomez
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: New York, NY
08-0177201/22/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Richard Gomez
Respondent Lawyers(s): Richard C. Gomez
Arbitrator(s): James P. Murphy, Robert Bruce MacDonald, Paul Frederick Meyer
Hearing Site: Los Angeles, CA

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