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FINRA Awards for Frank Polk

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0194901/22/2021Claimant(s): Frank Polk
Claimant Lawyers(s): Brian Luther
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Matthew Fenster
Hearing Site: New York, NY

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