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FINRA Awards for Richard L. Coale

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0500505/27/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Richard Coale
Respondent Lawyers(s): Richard L. Coale
Arbitrator(s): Marilyn J. Salzman
Hearing Site: Philadelphia, PA

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