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FINRA Awards for Fred Horrocks

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0278410/07/2022Claimant(s): Fred Horrocks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MMLInvestors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Thomas E Kopil
Hearing Site: Philadelphia, PA

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