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FINRA Awards for Zions Direct.

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0195112/12/2016Claimant(s): Douglas Howard
Claimant Lawyers(s): Sean N. Egan
Respondent(s): Zions Direct.
Respondent Lawyers(s): Mark L. Smith
Arbitrator(s): Marc Kalish, Michael G. Clark, Jo-Marie Lisa
Hearing Site: Salt Lake City, UT
07-0341807/01/2009Claimant(s): Robert Knox
Claimant Lawyers(s): Craig H. Howe
Respondent(s): Zions Bancorporation., Zions Direct., Zions First National Bank
Respondent Lawyers(s): J. Benjamin King, Richard Janvey
Arbitrator(s): William A. Hohauser, John J. Duval, Henry C. Malon
Hearing Site: New York, NY

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