FINRA Awards for Kevin J. Woods

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00747	08/18/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): James Stanton Respondent Lawyers(s): James William Stanton Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA
13-01431	10/28/2014	Claimant(s): Alfred Scott Claimant Lawyers(s): Alfred Lee Scott Respondent(s): A. Eddleman, Christian Eddleman, FSC Securities Corporation, Lea Goodman Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Isidoro Berkman, Nicholas J. Caputo, Pamela S. Mann Hearing Site: San Francisco, CA
13-00236	01/07/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Marcos Madril Respondent Lawyers(s): Marcos A. Madril Arbitrator(s): I. Douglas Dunipace, Seymour A. Kolman, Jamie Lee Wicks Hearing Site: Phoenix, AZ
12-03080	10/21/2013	Claimant(s): Anna Guyer Claimant Lawyers(s): Ryan T. Dunn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Jonathan Holman Hathaway Hearing Site: San Francisco, CA
08-04812	06/13/2013	Claimant(s): Gary Cattich Claimant Lawyers(s): Gary Cattich Respondent(s): Wachovia Securities Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Jarrott T. Miller, Douglas W. Oldfield, Edwin C. Shiver Hearing Site: San Francisco, CA