Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02673 | 12/10/2014 | Claimant(s): Stephen Heil Claimant Lawyers(s): Joseph B. Alonso Respondent(s): LPL Financial LLC, Dennis Ulrich, Jeffrey Westerhold, Kimberly Loy, Steven Langendorf Respondent Lawyers(s): Rachel E. Stephens, Thomas E. Berry Arbitrator(s): Thomas J. Ray, Joseph V. Simeri, David J. Bokal Hearing Site: St. Louis, MO | ||
| 11-00591 | 12/13/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): Whitney Kenter Respondent Lawyers(s): Darrell J. Graham Arbitrator(s): Albert J. Haller, R. Phillip Reed, David J. Bokal Hearing Site: St. Louis, MO |