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FINRA Awards for William L. Haugh

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0201405/06/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan Brodherson
Respondent(s): Dale Ireland
Respondent Lawyers(s): William L. Haugh
Arbitrator(s): Carole Rollinson, Kathryn Ellen McDonnell, Jane A. Smith
Hearing Site: Washington, DC

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