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FINRA Awards for Alvern Henry Vom Steeg

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0035011/16/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Alvern Vom Steeg
Respondent Lawyers(s): Alvern Henry Vom Steeg
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA

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