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FINRA Awards for Frederic L. Liberman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0155302/26/2019Claimant(s): Irvin Rosenzweig
Claimant Lawyers(s): Christopher Coss
Respondent(s): UBS Financial Services Inc., PNC Investments
Respondent Lawyers(s): Frederic L. Liberman, Sean J. Coughlin
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA

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