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FINRA Awards for Jerry L. Hooper

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0482412/02/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan Levine
Respondent(s): Shawn Newman
Respondent Lawyers(s): Shawn C. Newman
Arbitrator(s): Susan J. Buckley, Denise L. Presley, Jerry L. Hooper
Hearing Site: Charlotte, NC

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