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FINRA Awards for Claudie Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0153712/11/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Claudie Johnson
Respondent Lawyers(s): Claudie Johnson
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC

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