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FINRA Awards for Nancy Prahofer

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0031602/11/2016Claimant(s): Gopal Tampi
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Nancy Prahofer
Arbitrator(s): David S. Billet, Aubrey Lees, Kevin B. Naughten
Hearing Site: New York, NY

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