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FINRA Awards for Daniel Joseph Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0298703/02/2017Claimant(s): Capital One Investing
Claimant Lawyers(s): Todd Ratner
Respondent(s): Daniel Nelson
Respondent Lawyers(s): Daniel Joseph Nelson
Arbitrator(s): Simon S. Kogan, Anthony Michael Sabino, Ariel Berschadsky
Hearing Site: New York, NY

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