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FINRA Awards for Cambridge Investment Research.L Financial LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0354608/11/2021Claimant(s): James Segal
Claimant Lawyers(s): Michael P. Shaw
Respondent(s): Cambridge Investment Research.L Financial LLC
Respondent Lawyers(s): Richard H. Kuhlman, Sara B. Davis
Arbitrator(s): C Gregory Ellison, David L. Ruderman
Hearing Site: Baltimore, MD

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