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FINRA Awards for Morgan Stanley Capital Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0095108/29/2013Claimant(s): Amit Gupta
Claimant Lawyers(s): Amy C. Brown
Respondent(s): Morgan Stanley & Co., Morgan Stanley Capital Group
Respondent Lawyers(s): Jennifer J. Barrett
Arbitrator(s): John W. Bissell, John S. Martin, Don Robinson
Hearing Site: New York, NY

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