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FINRA Awards for Shan Kumar

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0305005/07/2010Claimant(s): Shan Kumar
Claimant Lawyers(s): William A. Linton
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Roy J. Moceri
Hearing Site: Seattle, WA

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