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FINRA Awards for Richard Cody

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0332704/14/2016Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Cody
Respondent Lawyers(s): Stephen Z. Frank
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA

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