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FINRA Awards for Karen Wines

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0102903/30/2009Claimant(s): Karen Wines
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin Choi
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY

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