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FINRA Awards for John Joseph Neely

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0246909/21/2022Claimant(s): Guy Deemer
Claimant Lawyers(s): Brian Luther
Respondent(s): Oppenheimer & Co.., Stifel, Nicolaus & Co..
Respondent Lawyers(s): John T. McGuire, Lauren Beekman
Arbitrator(s): Richard W. Dissen, John J. Neely, David Michael Stabile
Hearing Site: Pittsburgh, PA
20-0184803/23/2021Claimant(s): Anthony Hladek
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Trustmont Financial Group.
Respondent Lawyers(s): Anthony C. Hladek
Arbitrator(s): John J. Neely
Hearing Site: Pittsburgh, PA

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