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FINRA Awards for Stephen G. Sneeringer

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0031208/19/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Keith Jackson
Respondent Lawyers(s): Keith C. Jackson
Arbitrator(s): Stephen G. Sneeringer
Hearing Site: Kansas City, MO
08-0211904/27/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Snooks
Respondent Lawyers(s): Jane L. Stafford
Arbitrator(s): Roland Pera, Stephen G. Sneeringer, Jerry L. Kaempfe
Hearing Site: Kansas City, MO

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