Potomac Analytics' Logo

FINRA Awards for Richard B. Davis

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0050611/23/2018Claimant(s): Gabriel Yanez
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
12-0077511/07/2012Claimant(s): Alireza Shayan
Claimant Lawyers(s): Alireza Shayan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA

2 Results

Display: