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FINRA Awards for James Healey

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0416204/03/2014Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Rena Andoh
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James D. Knotter, James Sean Healey, Robert H. Ottesen
Hearing Site: Albuquerque, NM

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