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FINRA Awards for John L. Braxton

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0460903/23/2010Claimant(s): Jan Carr
Claimant Lawyers(s): Anthony B. Haller
Respondent(s): Uvest Financial Services Group.
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Elliot B. Platt, John L. Braxton, Howard B. Scherer
Hearing Site: Philadelphia, PA

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