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FINRA Awards for David F. Griesing

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0360611/04/2014Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Thomas Kelly
Respondent Lawyers(s): Andrew Laird
Arbitrator(s): Rafael A. Porrata-Doria, Fred M. Fleisher, David F. Griesing
Hearing Site: Philadelphia, PA
12-0137307/18/2013Claimant(s): Jeffrey Springer
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rosemary S. Gousman
Arbitrator(s): Sheldon Seligsohn, Richard Frank Colello, David F. Griesing
Hearing Site: Philadelphia, PA

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