FINRA Awards for Daniel Baumgartel

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03883	09/23/2021	Claimant(s): Daniel Baumgartel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA
20-02759	05/05/2021	Claimant(s): Daniel Baumgartel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor Trafton Arbitrator(s): Francis Vincent Dane Hearing Site: Seattle, WA