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FINRA Awards for Carolyn J. Haik

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0529504/26/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Shurter
Respondent(s): Carolyn Haik
Respondent Lawyers(s): Carolyn J. Haik
Arbitrator(s): Herbert Murez
Hearing Site: Honolulu, HI
10-0217911/03/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): Carolyn Haik
Respondent Lawyers(s): Carolyn J. Haik
Arbitrator(s): Herb Schwartz
Hearing Site: Honolulu, HI

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