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FINRA Awards for Gunnallen Financial.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0309005/10/2013Claimant(s): Gunnallen Financial.
Claimant Lawyers(s): William J. Schifino
Respondent(s): Michael Guilfoyle
Respondent Lawyers(s): Michael Nicholas Guilfoyle
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
05-0455403/24/2008Claimant(s): David McCoy, GunnAllen Holdings.
Claimant Lawyers(s): Richard A. Roth, William J. Schifino
Respondent(s): Bradley Fay, Donald Gunn, Richard Frueh, Richard Nummi, Gunnallen Financial., McCoy Rep Services.
Respondent Lawyers(s): Richard A. Roth, Robert W. Boos, William J. Schifino
Arbitrator(s): John Steve Azadian, William E. Nodine, Kenneth R. Starr
Hearing Site: Tampa, FL

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