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FINRA Awards for Rafael Calleja

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0192012/26/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Deborah G. Evans
Respondent(s): Rafael Calleja
Respondent Lawyers(s): Rafael Antonio Calleja
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL

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