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FINRA Awards for Sean M. Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0688305/02/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Daniel Carmo
Respondent Lawyers(s): Sean M. Sullivan
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA

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