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FINRA Awards for Brian Stephens

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0225311/20/2023Claimant(s): Brian Stephens
Claimant Lawyers(s): Gary S. Kessler
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Judith Knudsen
Arbitrator(s): Michael Edward Watts, Robert C. Rice, Kevin Colby
Hearing Site: Houston, TX

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