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FINRA Awards for Shawn Gruver

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0381810/22/2019Claimant(s): Shawn Gruver
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA

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