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FINRA Awards for Fulcrum Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0236611/02/2009Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Timothy Flick, Fulcrum Securities.
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): Michael J. Kelley, Paul Lansing, Richard Kammen
Hearing Site: Indianapolis, IN

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