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FINRA Awards for William A. Allen

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0618111/04/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Amy M. Fritsky
Respondent(s): Matt Neas
Respondent Lawyers(s): Matt S. Neas
Arbitrator(s): Jack Chapline Vaughan, Joseph Herbert Storthz, William A. Allen
Hearing Site: Houston, TX

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