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FINRA Awards for Joseph Rivera

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0284212/02/2013Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Joseph Rivera
Respondent Lawyers(s): Joseph Peter Rivera
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY

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